Susanne M. Naso serves as Chief Compliance Officer and is a greater Philadelphia, PA native who now resides in the Bradenton/Sarasota, FL area. She is a graduate of the University of Notre Dame and holds an MBA from St. Joseph’s University, as well as, the Series 7, 24, 65, and 99 licenses, and has passed the Series 66 exam.
Susanne’s career includes various compliance roles at Orion Advisor Solutions, Inc. and TD Ameritrade, Inc., where she gained extensive experience supporting both broker‑dealer and investment advisory compliance. Her background includes guiding firms in implementing regulatory requirements, building compliance and oversight programs, and managing teams responsible for supervisory practices.
Outside of work, Susanne loves music and enjoys boating on the Gulf, reading, cooking, and iFit running! She also loves spending time with her husband, Jay, family and friends, and her three dogs—Lola, Lily, and Sasha. She values an active lifestyle and appreciates living on Florida’s Gulf Coast.